Occam Regulatory Solutions LLC
STRATEGIC TRANSACTIONS
As a result of its strategic work for financial institutions,
Occam becomes involved in the day to day operations of
various financial institutions.
Occam works with significant financial institutions in a
broad range of strategic matters, including mergers and
acquisitions of banks, brokerage firms and asset
managers, debt and equity offerings (trust preferred
offerings, stock exchange listings, and note offerings),
formation of and investments by hedge funds, private
equity, venture capital, structured finance transactions,
asset securitizations (including CDOs and CLOs),
derivatives, securities lending, commodities financing,
private banking, and trading in debt and equity securities.
Occam's role ranges from the strategic planning to due
diligence, negotiation and documentation.
As a result of its strategic work for financial institutions,
Occam becomes involved in the day to day operations of
various financial institutions.
Occam works with significant financial institutions in a
broad range of strategic matters, including mergers and
acquisitions of banks, brokerage firms and asset
managers, debt and equity offerings (trust preferred
offerings, stock exchange listings, and note offerings),
formation of and investments by hedge funds, private
equity, venture capital, structured finance transactions,
asset securitizations (including CDOs and CLOs),
derivatives, securities lending, commodities financing,
private banking, and trading in debt and equity securities.
Occam's role ranges from the strategic planning to due
diligence, negotiation and documentation.
- Acquisitions of Banks, Broker Dealers, Investment
Advisors, Mutual Fund Companies, Hedge Fund
Advisors, Private Equity Firms, Clearing
Organizations .
- Public offering of financial institutions and other
capital issuances (NYSE listings, trust preferred
securities).
- Private Equity deals.
| Occam Regulatory Solutions LLC One Sherman Square Suite 39H New York, NY 10023 (212) 769-3921 • Fax (212) 702-8788 info@occamreg.com |
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